Insider Buy/Sell Details for the Asset Management Industry — September 2026
Ratio1.6:1
Daily Buy & Sell Volume
Transactions (225)
Corebridge Financial, Inc. (CRBG)
NIPPON LIFE INSURANCE CO — 10% Owner
Shares
348,215
Price
$33.65
Total Value
$11.72M
Shares Held After
126,144,687
% of Holdings
0.3%
MEXICO FUND INC (MXF)
Garcia Cuellar Maria Regina — Director
Shares
423
Price
$20.50
Total Value
$8.67K
Shares Held After
1,550
% of Holdings
27.3%
NOAH HOLDINGS LTD (NOAH)
Wu May Yihong — Director
Shares
1,000
Price
$7.89
Total Value
$7.89K
Shares Held After
20,000
% of Holdings
4.8%
NOAH HOLDINGS LTD (NOAH)
Wu May Yihong — Director
Shares
1,000
Price
$7.89
Total Value
$7.89K
Shares Held After
21,000
% of Holdings
4.5%
NOAH HOLDINGS LTD (NOAH)
Wu May Yihong — Director
Shares
4,000
Price
$7.90
Total Value
$31.60K
Shares Held After
22,000
% of Holdings
15.4%
NOAH HOLDINGS LTD (NOAH)
Wu May Yihong — Director
Shares
1,000
Price
$7.90
Total Value
$7.90K
Shares Held After
26,000
% of Holdings
3.7%
NOAH HOLDINGS LTD (NOAH)
Wu May Yihong — Director
Shares
1,000
Price
$7.88
Total Value
$7.88K
Shares Held After
27,000
% of Holdings
3.6%
NOAH HOLDINGS LTD (NOAH)
Wu May Yihong — Director
Shares
1,000
Price
$7.89
Total Value
$7.89K
Shares Held After
28,000
% of Holdings
3.4%
NOAH HOLDINGS LTD (NOAH)
Wu May Yihong — Director
Shares
1,000
Price
$7.87
Total Value
$7.87K
Shares Held After
29,000
% of Holdings
3.3%
NOAH HOLDINGS LTD (NOAH)
Wu May Yihong — Director
Shares
1,000
Price
$7.90
Total Value
$7.90K
Shares Held After
30,000
% of Holdings
3.2%
NOAH HOLDINGS LTD (NOAH)
Wu May Yihong — Director
Shares
1,000
Price
$7.89
Total Value
$7.89K
Shares Held After
31,000
% of Holdings
3.1%
NOAH HOLDINGS LTD (NOAH)
Wu May Yihong — Director
Shares
1,000
Price
$7.88
Total Value
$7.88K
Shares Held After
32,000
% of Holdings
3.0%
NOAH HOLDINGS LTD (NOAH)
Wu May Yihong — Director
Shares
1,000
Price
$7.86
Total Value
$7.86K
Shares Held After
33,000
% of Holdings
2.9%
NOAH HOLDINGS LTD (NOAH)
Wu May Yihong — Director
Shares
1,000
Price
$7.87
Total Value
$7.87K
Shares Held After
34,000
% of Holdings
2.9%
SEI INVESTMENTS CO (SEIC)
WEST ALFRED P JR — Chairman Emeritus
Shares
5,483
Price
$103.16
Total Value
$565.64K
Shares Held After
6,784,574
% of Holdings
0.1%
ROYCE MICRO-CAP TRUST, INC. (RMT)
CLARK CHRISTOPHER D — Director
Shares
1,000
Price
$13.40
Total Value
$13.40K
Shares Held After
76,624
% of Holdings
1.3%
NEW GERMANY FUND INC (GF)
Saba Capital Management, L.P. — 10% Owner
Shares
11,059
Price
$10.71
Total Value
$118.44K
Shares Held After
3,718,533
% of Holdings
0.3%
Gabelli Healthcare&WellnessRx Trust (GRX)
Saba Capital Management, L.P. — 10% Owner
Shares
519
Price
$9.52
Total Value
$4.94K
Shares Held After
2,156,552
% of Holdings
0.0%
BlackRock ESG Capital Allocation Term Trust (ECAT)
Saba Capital Management, L.P. — 10% Owner
Shares
24,024
Price
$14.05
Total Value
$337.54K
Shares Held After
12,534,679
% of Holdings
0.2%
MEXICO FUND INC (MXF)
Saba Capital Management, L.P. — 10% Owner
Shares
1,238
Price
$20.39
Total Value
$25.24K
Shares Held After
2,348,440
% of Holdings
0.1%
PIMCO Dynamic Income Strategy Fund (PDX)
Saba Capital Management, L.P. — 10% Owner
Shares
8,900
Price
$20.33
Total Value
$180.94K
Shares Held After
6,322,940
% of Holdings
0.1%
ROYCE SMALL-CAP TRUST, INC. (RVT)
CLARK CHRISTOPHER D — Director
Shares
1,200
Price
$17.06
Total Value
$20.47K
Shares Held After
53,840
% of Holdings
2.2%
MEXICO FUND INC (MXF)
Garcia Cuellar Maria Regina — Director
Shares
403
Price
$20.53
Total Value
$8.27K
Shares Held After
1,127
% of Holdings
35.8%
NOAH HOLDINGS LTD (NOAH)
Wu May Yihong — Director
Shares
500
Price
$7.88
Total Value
$3.94K
Shares Held After
35,000
% of Holdings
1.4%
NOAH HOLDINGS LTD (NOAH)
Wu May Yihong — Director
Shares
500
Price
$7.91
Total Value
$3.95K
Shares Held After
35,500
% of Holdings
1.4%
SPROTT FOCUS TRUST INC. (FUND)
GEORGE W WHITNEY — Director
Shares
39,863
Price
$10.05
Total Value
$400.62K
Shares Held After
2,705,397
% of Holdings
1.5%
SPROTT FOCUS TRUST INC. (FUND)
GEORGE W WHITNEY — Director
Shares
1,760
Price
$10.05
Total Value
$17.69K
Shares Held After
119,470
% of Holdings
1.5%
SPROTT FOCUS TRUST INC. (FUND)
GEORGE W WHITNEY — Director
Shares
4,076
Price
$10.05
Total Value
$40.96K
Shares Held After
276,642
% of Holdings
1.5%
SPROTT FOCUS TRUST INC. (FUND)
GEORGE W WHITNEY — Director
Shares
21,944
Price
$10.05
Total Value
$220.54K
Shares Held After
1,489,269
% of Holdings
1.5%
SPROTT FOCUS TRUST INC. (FUND)
GEORGE W WHITNEY — Director
Shares
49,743
Price
$10.05
Total Value
$499.92K
Shares Held After
3,375,936
% of Holdings
1.5%
SPROTT FOCUS TRUST INC. (FUND)
GEORGE W WHITNEY — Director
Shares
4,725
Price
$10.05
Total Value
$47.49K
Shares Held After
320,707
% of Holdings
1.5%
SPROTT FOCUS TRUST INC. (FUND)
GEORGE W WHITNEY — Director
Shares
59,702
Price
$10.05
Total Value
$600.01K
Shares Held After
8,160,307
% of Holdings
0.7%
SEI INVESTMENTS CO (SEIC)
WEST ALFRED P JR — Chairman Emeritus
Shares
28,394
Price
$103.40
Total Value
$2.94M
Shares Held After
6,790,057
% of Holdings
0.4%
Corebridge Financial, Inc. (CRBG)
NIPPON LIFE INSURANCE CO — 10% Owner
Shares
216,818
Price
$33.67
Total Value
$7.30M
Shares Held After
125,796,472
% of Holdings
0.2%
NEW GERMANY FUND INC (GF)
Saba Capital Management, L.P. — 10% Owner
Shares
1,988
Price
$10.63
Total Value
$21.13K
Shares Held After
3,707,474
% of Holdings
0.1%
BlackRock ESG Capital Allocation Term Trust (ECAT)
Saba Capital Management, L.P. — 10% Owner
Shares
29,320
Price
$13.94
Total Value
$408.72K
Shares Held After
12,558,703
% of Holdings
0.2%
HENNESSY ADVISORS INC (HNNA)
Newton Kiera — Director
Shares
504
Price
$10.02
Total Value
$5.05K
Shares Held After
20,598
% of Holdings
2.4%
Corebridge Financial, Inc. (CRBG)
NIPPON LIFE INSURANCE CO — 10% Owner
Shares
68,968
Price
$34.76
Total Value
$2.40M
Shares Held After
125,579,654
% of Holdings
0.1%
Corebridge Financial, Inc. (CRBG)
NIPPON LIFE INSURANCE CO — 10% Owner
Shares
736,814
Price
$34.10
Total Value
$25.12M
Shares Held After
125,510,686
% of Holdings
0.6%
Total Return Securities Fund (SWZ)
SELL MORITZ A — Director
Shares
2,000
Price
$5.76
Total Value
$11.53K
Shares Held After
30,246
% of Holdings
6.6%
Bank of New York Mellon Corp (BNY)
Minaya Jose — Senior Executive VP
Shares
22
Price
$149.87
Total Value
$3.30K
Shares Held After
176,824
% of Holdings
0.0%
Bank of New York Mellon Corp (BNY)
Minaya Jose — Senior Executive VP
Shares
1,655
Price
$149.27
Total Value
$247.05K
Shares Held After
176,846
% of Holdings
0.9%
Bank of New York Mellon Corp (BNY)
Minaya Jose — Senior Executive VP
Shares
1,843
Price
$148.34
Total Value
$273.39K
Shares Held After
178,501
% of Holdings
1.0%
Kayne Anderson BDC, Inc. (KBDC)
ROBO JAMES L — Director
Shares
146,755
Price
$13.03
Total Value
$1.91M
Shares Held After
766,716
% of Holdings
19.1%
Total Return Securities Fund (SWZ)
Dakos Andrew — Director
Shares
9,000
Price
$5.77
Total Value
$51.93K
Shares Held After
60,000
% of Holdings
15.0%
Total Return Securities Fund (SWZ)
Dakos Andrew — Director
Shares
1,000
Price
$5.76
Total Value
$5.76K
Shares Held After
51,000
% of Holdings
2.0%
RENN Fund, Inc. (RCG)
HORIZON KINETICS ASSET MANAGEMENT LLC — 10% Owner
Shares
756
Price
$3.04
Total Value
$2.30K
Shares Held After
975,000
% of Holdings
0.1%
FIRST TRUST HIGH YIELD OPPORTUNITIES 2027 TERM FUND (FTHY)
HOUSEY WILLIAM A JR — Officer of Advisor, Port. Mgr.
Shares
2,500
Price
$12.87
Total Value
$32.16K
Shares Held After
24,341
% of Holdings
10.3%
NEW GERMANY FUND INC (GF)
Saba Capital Management, L.P. — 10% Owner
Shares
1,272
Price
$10.73
Total Value
$13.65K
Shares Held After
3,705,486
% of Holdings
0.0%
MEXICO FUND INC (MXF)
Saba Capital Management, L.P. — 10% Owner
Shares
4,133
Price
$20.74
Total Value
$85.72K
Shares Held After
2,347,202
% of Holdings
0.2%
Showing 1–50 of 225 transactions (page 1 of 5)